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Risk Management Industry News for FCA Regulated Businesses

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FCA, UK Senior Managers Regime, SMCR

FCA shares experiences of SMCR in Banking

Very soon many of the organisations supervised by the FCA will have to conform to the Senior Managers and Certification Regime (SMCR). As many people know the SMCR already applies to UK banks, building societies, credit unions, branches of foreign...

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Brexit, UK Senior Managers Regime, Cyber crime, AI, Employment risk

5 challenges for risk managers in 2019

With the UK facing unprecedented political uncertainty and economic volatility, risk managers are under an increasing amount of pressure to mitigate the impact of external forces on their organisations.

Below we consider 5 of the key challenges that...

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UK Senior Managers Regime, Compliance

Senior managers face scrutiny as SM&CR sweeps in

The clock is ticking as many prepare for the FCA’s Senior Managers and Certification Regime (SMCR), which is poised to be hugely influential in terms of its impact on firms’ culture and operations.

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UK Senior Managers Regime

SMR Extends its Reach - Risk Managers Take Note

The Financial Conduct Authority is to extend the reach of its Senior Managers Regime, affecting some 47,000 additional financial services firms and 200,000 individuals. For those risk managers currently not subject to the regime, there is potentially...

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