Industry News

Risk Management Industry News for FCA Regulated Businesses

Topics: FCA, Company Culture, UK Senior Managers Regime

FCA stresses diversity as answer to culture shift

It could be argued that firms should be free to make their own choices when it comes to who they recruit and the type of culture they build. Yet in financial services, the regulator is taking a stand and stating clearly that diversity matters. For...

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Topics: Brexit, UK Senior Managers Regime, Cyber crime, AI, Employment risk

5 challenges for risk managers in 2019

With the UK facing unprecedented political uncertainty and economic volatility, risk managers are under an increasing amount of pressure to mitigate the impact of external forces on their organisations.

Below we consider 5 of the key challenges that...

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Topics: UK Senior Managers Regime, Compliance

Senior managers face scrutiny as SM&CR sweeps in

The clock is ticking as many prepare for the FCA’s Senior Managers and Certification Regime (SM&CR), which is poised to be hugely influential in terms of its impact on firms’ culture and operations.

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Topics: UK Senior Managers Regime

SMR Extends its Reach - Risk Managers Take Note

The Financial Conduct Authority is to extend the reach of its Senior Managers Regime, affecting some 47,000 additional financial services firms and 200,000 individuals. For those risk managers currently not subject to the regime, there is potentially...

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