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Risk Management Industry News for FCA Regulated Businesses

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Compliance Management, Insurance

Lloyd’s whistleblowing lapse takes the shine off the insurance marketplace

Following last month's news that shortfalls had been discovered within Lloyd’s of London's whistleblowing programme, insurance and financial service operators may well be taking a closer look at their own procedures to ensure they don't come under the...

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Claims Management, Compliance Management, PPI

The future of claims management companies post PPI

Weather experts are predicting a cold winter ahead, however claims management companies (CMCs) will already be feeling the chill following the payment protection insurance (PPI) deadline. The bonanza peaked in August with a huge surge in demand for...

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Compliance Management, Cyber Security

Facebook’s crypto-currency Libra aims to shake-up regulation

Facebook’s plans to launch Libra, a global crypto-currency, and a stable coin, is the talk of the regulatory world. But will it be a force for good or could it destabilise financial services and result in massive security problems?

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Compliance Management, Financial Services

Is Standard Chartered on the road to recovery?

Standard Chartered recently released its latest quarterly results, which show it is on course to deliver its key target to shareholders, with its share price rising by over 6% as a result.

Many shareholders will have been relieved as for many months;...

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FCA, Compliance Management, Insurance

FCA swings regulatory spotlight onto insurer claims performance

The term ‘value measures data’ will already be familiar to a number of risk managers andcompliance professionals within general insurance – however regulations are changing, with the FCA planning to introduce new reporting requirements on claims...

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Compliance Management, SM&CR

Senior managers face scrutiny as SM&CR sweeps in

The clock is ticking as many prepare for the FCA’s Senior Managers and Certification Regime (SMCR), which is poised to be hugely influential in terms of its impact on firms’ culture and operations.

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