Industry News

Risk Management Industry News for FCA Regulated Businesses

Recent News


7 strategies for managing HR risk amid the Coronavirus crisis

Covid-19 – is the insurance industry failing to deliver?

The 5 biggest challenges to effective compliance management

COVID-19 - is your business managing the work from home risks?

COVID-19 – why its impact on financial services spreads far and wide

COVID-19 – crime escalates as the virus takes hold

‘Deepfakes’ – an increasing risk for financial services

Surviving COVID-19 – the challenge for all businesses starts now

Will a crackdown on money service businesses thwart the criminals?

Can risk managers help stem the tides in flooded Britain?

Moneybarn punished for treating vulnerable customers unfairly

Pressure mounts for search engines to block online scam advertising

Call to risk managers to help control coronavirus

Shortage of Chief Risk Officers threatens business resilience

Regulators focus on future with new ‘data driven’ strategy

Cost and consequences of Travelex hack could run and run

Secret Diary of a Risk Manager: Entry 10 - Does Agile have to be fragile? (Part 2)

Secret Diary of a Risk Manager: Entry 9 - Does Agile have to be fragile?

Open banking’s take off still stalled by fraud fears

Lloyd’s whistleblowing lapse takes the shine off the insurance marketplace

Incentives for financial advice – time to review what’s on offer?

Pressure builds on banks to agree fair treatment of push payment fraud victims

Secret Diary of a Risk Manager: Entry 8 - The risk of people not understanding the risk framework

Can regulatory action curb Christmas spending debts?

Secret Diary of a Risk Manager: Entry 7 - Key Risk Indicators

TSB’s IT disaster highlights need for greater operational resilience

Secret Diary of a Risk Manager: Entry 6 - Risk Appetite

Regulator steps up pressure on the peer-to-peer sector

Secret Diary of a Risk Manager: Entry 5 - This one’s a dead cert

Cyber security – progress is no reason for complacency

Secret Diary of a Risk Manager: Entry 4 - What are you doing, if it’s not risk management?

Secret Diary of a Risk Manager: Entry 3 - It’s time for a chat with HR about hiring practices.

Criminals use social media as a fast track for fraud

Secret Diary of a Risk Manager: Entry 2 - So, you’re going to manage my risks then?

Does the demise of QuickQuid signal the end of Payday Loans?

Final call for Senior Managers ahead of SMCR deadline

Company culture takes centre stage for FCA

Secret Diary of a Risk Manager: Entry 1 - The Br-existential crisis

The future of claims management companies post PPI

Internal fraud – why financial services must remain vigilant

IT failures – why it’s time for banks to get their houses in order

Why too many businesses are unprepared for a no deal Brexit

Senior Managers Regime tops list for keeping CEOs awake at night

ICO piles on the pressure to safeguard personal data

FCA warnings of company cloning signals an epidemic

Climate change moves centre stage as a regulatory concern

College for card fraud – how fraudsters learn on the dark web

Vulnerable customers are centre stage as FCA launches consultation

FCA on the warpath as value of fines rises threefold

GDPR proves it is a force to be reckoned with

Financial services failings prompts rise in Ombudsman complaints

Overseas Entities law is set to clamp down on ‘McMafia’ money launderers

Regulators toughen up when punishing the rate riggers

Facebook’s crypto-currency Libra aims to shake-up regulation

Cyber joins business interruption as a leading global risk

How London Capital & Finance misled investors

The FCA’s business plan – learning from its key messages

Is Standard Chartered on the road to recovery?

‘Ordinary’ fraudsters warned: ‘It isn’t worth it’

FCA shares experiences of SMCR in Banking

AI and insurance – powering ahead

Regulator focus on vulnerable customers set to continue

Financial crimes of the future: can the regulators keep up?

Can the FCA take control of cryptoassets?

Financial Ombudsman Service gains new powers

Time to put third party risk management first?

FCA stresses diversity as answer to culture shift

FCA swings regulatory spotlight onto insurer claims performance

CSR and risk management – a natural alignment

Cryptocurrency moves under the regulatory spotlight

GDPR may lead to payment of more cyber ransoms

Recognition for the UK's financial crime fight

5 challenges for risk managers in 2019

The emerging risk of employee burnout

FCA warns ‘no end in sight’ to cyber threat risk

Claims management – FCA new rules loom

Whistleblowers’ rights move to centre stage

Cyber crime continues to threaten despite arrests

Senior managers face scrutiny as SM&CR sweeps in

Next FCA focus is Operational Resilience

Poor AML controls highlighted at Danske Bank

27% of insurance brokers 'completely unaware' of the Insurance Distribution Directive

Wonga’s risky business proved its downfall

Ombudsman demands safeguards in push payment fraud

FCA to Tackle Dual Pricing in the Insurance Sector

The Gender Pay Gap It's Now A Business Risk

Busting The Ghost Brokers

Managing Fraud - An Increasingly Complex Threat

Risk Management Lessons from the TSB Debacle

Blocking Access To The Money Mules

Phoenixing – Risks, Rules and the FCA

Learning from Carillion – why Corporate Governance Needs A Shake-Up

Why home workers must not slip under the risk manager’s radar

Managing The Risk Of Problem Gamblers

What Can Risk Managers Take Away From The Co-op?

Insurance Companies Receive Warning from FCA

SMR Extends its Reach - Risk Managers Take Note

Fraud Finds Its Way Into Fintech

Why Risk Managers Need A Handle on Twitter

One Call Caught Offside by FCA Rulebook

Bonuses in Financial Services – Risky Rewards?

Watch Out For The Risks in WhatsApp

Consumer awareness of GDPR presents huge financial risk

Fear – why eliminating it from work will reduce risk

Older Customers – Posing Both Risks and Opportunities

Identity Fraud: A Synthetic Crime Epidemic

Customer Complaints: Nowhere To Hide For Insurers

FCA News - Debt Management Sector Spotlight

FCA Cracks Down on Binary Options Operators

Carillion: Key lessons for project risk managers?

Why 2018 could be the worst ever year for financial criminals

Millennial Customer Marketing – Rewards and Risks

Cyber Security Breach News - Equifax

Enterprise-Wide Encryption Should Remain The Business Goal

Vulnerable Customers – Posing A Duty of Care and Risk

Does the gig economy pose risks for financial services?

MiFID II – The Solution Is In The Cloud

Cyber attack risk – Bad Rabbit on the rampage

Financial data breaches – a growing risk management issue

FCA steps up AML requirements for risk managers

FCA Rules - A New Age Of Prohibition?

Managing Cyber Risk

How Artificial Intelligence Can Save You Time and Money

Risk Management Careers – A Pathway To The Board?

Internal Fraud Prevention – When Employees Turn Rogue

FCA Regulations On Suitability Remain A Risk Issue

White Collar Fraud On The Rise

Cyber Security Breaches Could Incur A £17m Fine

Online Risk Management Begins With Passwords

Managing Risk from Data Blaggers

FCA News: Big Changes to Senior Managers Regime

FCA Complaints Handling Rules Should Be On Risk Managers’ Radar

What is holistic surveillance and why does it matter?

Social Media Benefits and Risks

Whistleblowing Policy – Why Risk Managers Should Tread Carefully

Call for Data Sharing Brings Rewards and Risks

Why outsourcing can be a risky business

Are you ready for MiFID II?

Remuneration Risk Management

Money Laundering A Rising Concern For Risk Managers

Packaged bank accounts – has improved risk management averted a crisis?

Workplace bullying – why CEOs need their risk managers

Has regulation gone too far in the Payday loan industry?

Solvency II post Brexit – what should risk managers expect?

Companies struggle to fill Risk Manager roles

The new Criminal Finances Bill – what it means for risk managers

Can risk be managed as Bitcoin moves into the mainstream?

10 email scams risk managers need to know about

GDPR is coming! Is your Risk Management ready?

Risk Managers beware! Is PCP the next PPI?

Risk appetite management - like herding cats?

The Wells Fargo farrago is a cautionary tale..

Luddites beware, automated financial advice will have its place

Don’t expect the FCA to be a soft touch in 2017

Social engineering fraud a hot topic for risk managers

PPI – much needed closure is in sight but have the Risk Management lessons been learnt?

Is Business Culture a Risk Management Issue?

What the risk team knows that business leaders don’t…(and perhaps should?)

Cyber-security – time to get proactive

Brexit – Keep Calm and Manage the Change

Number of Skilled Persons Reports requested by FCA increases by 60%

The Risk Manager's Guide to the Galaxy - Our vision for the new age of Risk Management

New Financial Crime Risk and Reporting Considerations for 2017

Europe’s Top 10 Risks: New Allianz Risk Barometer Report 2017

People, Their Behaviour, Business Culture and Risk

New attitude to risk reporting will benefit the financial services industry

As FCA reports a fall in customer complaints, how can customer KRI’s provide insight on operational risk

The Tesco Bank hack: are your incidents and KRI reporting systems up to scratch?

How Can Risk Management Information Be Made More Relevant to Senior Decision Makers?

Risk Management Becomes Strategic: The New COSO Risk Management Framework

New online training course: Introduction to Operational Risk Management

FCA Reaffirms Its Support For Cloud IT Services In New Guidance

Preparing for Brexit: How can Financial Services companies understand the risks and opportunities to create better business decisions?

FCA set to Launch its “Regulatory Sandbox” in May

What can Financial Services risk teams learn from the aviation industry

Anti-money laundering controls warning from FCA in their 2016/17 Business Plan

4 Ways CROs Can Build Influence In An Organisation

5 Ways Risk Data Metrics and Analysis is Helping to Shape Cultural Change

Survey Shows Increased Interest in Forensic Data Analysis for Risk Management

FCA Raises Concerns Over the Sale of CFD Products

Risk Management Experts Speak at Xactium's 2015 User Conference

Risk Management: Review of 2015 and the Year Ahead

How to Comply with FCA Whistleblowing Rules

Banking culture inquiry shelved by regulator FCA

THE FCA and Risk - Looking Ahead 2015/2016

Crime and the quality of risk management are the top ten banking threats

FCA Report on HBOS Highlights the need for Improving Risk Management

FCA Gives Firms the Green Light to the Adoption of “cloud” Based IT Services

Managing Non-Financial Risks A Top Priority

New FCA and PRA Regulations to Govern Whistleblowing

Under-Investment In IT Linked To Major Bank's Woes

What you should be doing about Conduct Risk?

10 Questions About The Cloud

The FCA & Risk - Looking Ahead in 2015/2016

The Financial Conduct Authority’s 2014/2015 Annual Report...

Marc Benioff: This is a time of extraordinary innovation

11 Key Ingredients of an effective GRC System: Automation

Bank of England announces the fair and effective market review report

FCA CIO talks about SaaS and Salesforce

Measuring the value of risk management